Functions

All functions are fully integrated in a single system so information only needs be entered once and all output is factually, logically, and stylistically consistence. 

How many programs do you currently combine and pay for separately to accomplish all this?

• Customization for each BD/RIA
  • Color scheme
  • Logo
  • Proposal
  • Contracts
  • Forms
• Customer Management management
  • Calendar
  • Contract management and archiving
  • Multi contact upload
  • Contact sharing between users
  • Client groups
  • Multiple contact types to fit may business models: principals, wholesalers, soliciting firms (main, executive, compliance), advisors, advisor assistants, clients, and custom types.
• Investment proposal
  • Risk tolerance questionnaire
  • Multiple asset allocation models
  • Flexible asset allocations (firm and advisor levels)
  • Analytical portfolio comparison
  • Attractive and informative illustrations
  • Investment policy statement
  • Portfolio fact sheets
  • Dynamic risk acceptance and disclosure forms ensure compliance
• Account application system
  • Online application wizard
  • Online transfer wizard
  • E-signatures
  • Correct errors by editing account application
• Model based trading
  • Manage clients with model portfolios
  • Rebalance all clients with a few clicks
  • Multi-custodian capabilities
• Reporting
  • Online Access
  • Segmented by asset class, equity style, and international region
  • Drill down to individual securities
  • Monthly performance reporting
• Referral system
  • To Advisors
  • To Investors
• Billing
  • Flexible, multilevel rate matrix
  • Automated calculations, Excel sheet creation, and e-mails to contacts
• Administrative functions
  • Online form library
  • Account opening checklist and process
  • Pending account tracking
  • Pending transfer tracking
  • Asset allocation match tracking
  • Money manager infomanagement for fact sheets
• Compliance
  • Archiving everything
  • Account application history tracking
  • Account application change tracking system
  • All changes identified by user and time stamped
• Videos
  • Training videos are available on your training tab
  • A video available on each tab provides a brief overview of that tab
• Custom brochures available
  • Investment focus
  • Advisor emphasis
  • Others